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John H. Heuberger  


Partner

john.heuberger@dlapiper.com

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203 North LaSalle Street, Suite 1900
Chicago, Illinois 60601-1293
United States
T: +1 312 368 4014   F: +1 312 630 5322

John H. Heuberger's emphasis is in securities, partnership, and corporate law. He joined the firm in 1976 and has been a partner since 1981.

Mr. Heuberger has experience in structuring the capitalization, financing, and terms of acquisition for real estate, research and development, commercial projects, and corporate alliances. In the corporate area, Mr. Heuberger is primarily responsible for corporate organizations, private placements of debt and equity securities, public offerings, venture capital financings, and mergers and acquisitions transactions. He counsels corporate boards, board committees, and senior management on corporate governance matters, including compliance with the Sarbanes-Oxley Act of 2002, Securities and Exchange Commission rules, and state corporation laws.

In the senior housing area Mr. Heuberger represents developers, owners, and operators in structuring strategic alliances and complex debt and equity financing programs for independent living, congregate, assisted living and semi-acute care projects, and for continuum care retirement communities. He has formed numerous simple and complex partnerships, joint ventures, and limited liability companies and has also participated in partnership merger, reorganization, and redemption transactions. Mr. Heuberger represents local financial institutions in asset-based loan and loan workout transactions and insurance companies in designing investment programs for insurance company separate accounts. He also represents clients in broker-dealer, investment advisor, and periodic reporting matters.

Mr. Heuberger is admitted to practice in the state of Illinois, is an out-of-state member of The Florida Bar Association, and is a Certified Public Accountant.

In 1993, Mr. Heuberger was elected as a member of the board of trustees of the Village of Deerfield, Illinois, the governing body of that municipality and he served in that capacity until April 2001. He has taken an active role in numerous major village projects, including downtown redevelopment. Mr. Heuberger is an active member of the Securities Law Committee of the Chicago Bar Association. He has spoken before bar and industry groups on federal and state securities law, corporate governance, audit committee, partnership, corporate alliance, and exit strategy topics.

Admissions

  • Illinois

Memberships

  • American Bar Association
  • Florida Bar Association
  • Chicago Bar Association

Publications

  • Introductory chapter, Partnership Practice, published by the Illinois Institute for Continuing Legal Education (1988, 1994, 2001)

Seminars

  • "Sarbanes-Oxley Act of 2002," Ajilon Finance Seminar (January 2004)
  • Keynote Speaker, "Expected impact in 2004 of the Sarbanes-Oxley Act of 2002 and related SEC, accounting and stock exchange rules," Deloitte SEC and Tax Regulatory Risk Landscape Seminars (December 4 and 11, 2003).
  • "Conducting Real Estate Asset Management and Business under the Sarbanes-Oxley Act of 2002," International Association of Attorneys and Executives in Corporate Real Estate Conference (AECRE) (November 2003).
  • "Risk Management Responsibilities under the Sarbanes-Oxley Act of 2002," AHC Group Risk Management Seminar (September 2003).
  • Practicing Law Institute - Strategic Alliances (1999, 2000, 2001).

Prior Experience

  • Senior Branch Attorney, Division of Corporation Finance of the U.S. Securities and Exchange Commission
  • Arthur Andersen & Co.

Civic and Charitable

  • Trustee, Village of Deerfield, IL (1993-2001)


EDUCATION

  • J.D., University of Miami School of Law 1973
  • LL.M., Georgetown University Law Center 1976 in Taxation
  • B.S., Northern Illinois University 1970
    C.P.A., Illinois 1971

EDUCATION

  • J.D., University of Miami School of Law 1973
  • LL.M., Georgetown University Law Center 1976 in Taxation
  • B.S., Northern Illinois University 1970
    C.P.A., Illinois 1971

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