Selected Capital Markets Transactions

  • Trupanion (Nasdaq: TRUP) in its US$69 million automatic shelf registration and takedown offering
  • HEXO (NYSE-A: HEXO) in its NYSE-A listing and US$44 million shelf takedown
  • The underwriters in US$20 million, US$16 million and US$8 million follow-on offerings of Helius Medical (NASDAQ: HSDT)
  • OncoCyte (NYSE-A: OCX) in its US$40 million shelf takedown, US$4 million registered direct offering, US$6 million special warrant offering, and its US$11 million PIPE transaction
  • OCZ Technology (Nasdaq: OCZ) in a US$23 million PIPE, US$15 million PIPE, and US$17 million block resale transaction
  • Nexvet Biopharma (Nasdaq: NVET) in its US$40 million initial public offering
  • Mesa Airlines (Nasdaq: MESA) in its US$116 million initial public offering
  • lululemon athletica (Nasdaq: LULU) in its automatic shelf registration statement including US$1.3 billion in shares offered by selling shareholders
  • DragonWave (Nasdaq: DRWI; TSX: DWI) in its US$25 million shelf takedown offering and US$6 million public offering
  • Cytori Therapeutics (Nasdaq: CYTX) in its US$17 million rights offering
  • Zillow (Nasdaq: Z) selling shareholders in a US$207 million secondary offering alongside a US$205 million shelf takedown offering by Zillow
  • The underwriters in a US$69 million shelf takedown offering for Fidelity Southern (Nasdaq: LION)
  • Feihe International (NYSE: ADY) in a US$60 million private placement to Sequoia Capital, selling shareholder registration statements and structured share repurchase
  • Globant (NYSE: GLOB) in its US$40 million initial public offering
  • GLG Life Tech (Nasdaq: GLGL, TSX: GLG) in its US$32 million US initial public offering
  • The underwriters in the US$82 million initial public offering for Trupanion (NYSE: TRUP)
  • The underwriters in a US$75 million initial public offering of TriState Capital (Nasdaq: TSC)
  • The underwriters in a US$38 million initial public offering of Erickson (Nasdaq: EAC)
  • Net 1 UEPS (Nasdaq: UEPS) in its US$108 million investment from International Finance Corporation
  • PaxVax stockholders in the US$105 million investment from Cerberus and related restrictions
  • JDS Uniphase (Nasdaq: JDSU) in its registered rescission offering

Selected Merger and Acquisition Transactions

  • Lightyear, a tech company focused on the Stellar blockchain, in its acquisition of Chain, a fintech company building cryptographic ledgers that underpin financial products and services
  • Feihe International in its purchase of the assets of Vitamin World out of bankruptcy
  • Nexvet Biopharma (Nasdaq: NVET) in its US$85 million sale to Zoetis (NYSE: ZTS)
  • AsiaInfo-Linkage (Nasdaq: ASIA) in a US$733 million merger with Linkage Technologies
  • China Dredging Group in its US$783 million merger with Pingtan Marine (Nasdaq: PME), and its initial public offering and selling shareholder registration statement
  • Etubics in its merger transaction valued at US$80 million with NantCell and US$17 million private offering
  • AsiaInfo-Linkage (Nasdaq:ASIA) in its "going private" merger transaction with an affiliate of CITIC Capital and certain insiders
  • Feihe International (NYSE: ADY) in its "going private" merger transaction with an affiliate of Morgan Stanley and certain insiders
  • Erickson (Nasdaq: EAC) in its US$250 million acquisition of Evergreen Helicopters, US$400 million Rule 144A note offering, and US$125 million credit facility
  • OCZ Technology (Nasdaq: OCZ) in its US$35 million acquisition of Indilinx
  • Coupons.com in an acquisition of worldwide licensing rights and restructuring
  • Northstar Neuroscience (Nasdaq: NSTR) in a public company liquidation

Selected Public Reporting '34 Act Clients

  • Trupanion
  • lululemon athletica
  • OncoCyte
  • Net 1 UEPS
  • Marchex
  • W. P. Carey
  • STORE
  • Nexvet Biopharma
  • Extreme Networks
  • QUALCOMM
  • F5 Networks
  • Velti
  • WSFS Financial
  • Erickson
  • DragonWave
  • Asialnfo-Linkage
  • Feihe International
  • China Dredging
  • OCZ Technology