• Advised a New York based global fund of funds of the implications of the AIFMD in conducting European business, including raising funds from European investors
  • Advised a range of clients on the requirements and processes of authorisation as a Payment Institution or an Electronic Money Institution
  • Guided the negotiation for the acquisition of the operator of several major UK Payment Systems
  • Assisted clients with submissions to the Payment Systems Regulator 
  •  Developed a Market Abuse Regulation compliant policy for a major investment bank and advised on the implementation of that policy in the lead up to the commencement of the Market Abuse Regulation
  • Worked in-house at a global bank on the implementation of the requirements of the UK Senior Managers Regime, Certification Regime and the impact of conduct rules applying to bank staff 
  • Advised a Hong Kong based fund on the application of the EU Short Selling Regulation as it applied to the fund's broader investment strategies 
  • Advised a major UK clearing bank on the ring fencing rules, operational continuity and meeting both the PRA's Rules and expectations
  • Drafted terms and conditions and associated documentation for a new, digital and disruptive challenger bank
  • Advised new and established banks on regulatory capital requirements including providing capital structuring options and recommendations