• Advising several UK and international retail and wholesale banking and asset management groups on the business impacts of Brexit and EEA access options, including the licensing procedures for several new German-based subsidiaries
  • Regularly advising regulated institutions on licensing, internal governance and compliance issues including review of the entire structural set-up of business operations as well as SREP assistance for large German institutions
  • Advising on the classification of investment structures under the AIFMD and re-structuring to fall outside the collective investment regime
  • Advising a vast number of asset managers (Kapitalverwaltungsgesellschaften) on fundamental regulatory questions and fund structuring all asset classes including loan funds and alternative real estate re-packagings
  • Advising E-Money and mobile / alternative payment solutions companies on innovative business models using new structures under PSD II
  • Various clients on prospective ICOs and structuring of FinTech business models

The above list includes matters completed whilst Dennis was in his previous employ.