Securities

  • Publicly held companies in public and private offerings of debt
  • Publicly held companies in public offerings of common stock and preferred stock
  • Public companies in ongoing SEC compliance and reporting obligations
  • Public companies in corporate aspects of regulatory and internal investigations

Mergers and Acquisitions, Private Equity, and Venture Capital

  • A national venture capital firm in $30 million in transactions
  • An Arizona-based venture capital firm in $15 million in Fintech financing rounds
  • A national leader in insurance-product wholesaling in the formation of a venture fund
  • A semiconductor company in its sale to a strategic buyer
  • A private equity firm in the purchase of common stock and preferred financing in a successful Silicon Valley-based technology company
  • A distributor of healthcare and supplies in a $25 million round of early-stage financing
  • A developer of GPS applications in a $19 million investment from strategic investors
  • An NYSE-listed leading provider of risk management products for the financial industry in its acquisition of a title company
  • A private manufacturing company in its $150 million sale to a NYSE-listed public company
  • A professional sports franchise in the sale of an interest in the team to an international investment group
  • Multiple professional sports franchises in the sale of interests to strategic investors
  • The majority owner of a professional baseball franchise in his group's acquisition of a NASCAR franchise
  • A professional football franchise in its restructuring