• Advising the ASX listed Pengana Capital Group on the initial public offering (IPO) of its innovative investment trust to be listed on the ASX, namely the Pengana Private Equity Trust. The Pengana Private Equity Trust is expected to be a game changer for the LIC/LIT market
  • Structuring of Australian funds in the midst of taxation reforms and reviews of collective investment vehicles
  • Structuring of wholesale global fund offerings, including local feeders
  • Settling global brokerage and trading documentation, including ISDAs, credit support, exchange traded futures and options brokerage documentation, prime brokerage, ASLA, OSLA, GMSLA, AMSLA, pledge agreements, as well as documentation for trading in specific jurisdictions such as Japan, India, China and Korea
  • Advising on unlisted and listed real estate investment funds (REITS)
  • Advising on Trans-Tasman offerings
  • Advising on market makers and other proprietary traders
  • Advising foreign financial services groups on the establishment of Australian resident trading and/or marketing operations
  • Advising Australian financial services groups on the establishment of foreign resident trading and/or marketing operations
  • Assisting principally foreign-based financial services groups establish Australian distribution arrangements, whether by engaging Australian third party marketing groups or where effecting in Australia on a fly-in fly-out basis