Tony Katz 合伙人 Global Co-Chair of the Financial Services Sector tony.katz@dlapiper.com 电子名片 伦敦 电话: _+44_ (0)20_ 7153_ 7835 传真: _+44_ (0)20_ 7796_ 6916 手机: _+44_ 796_ 855_ 8890_ 概述 经验 背景 电邮 打印 PDF版本 + 分享 Leading a large Section 166 investigation (appointed by the FCA) An internal investigation triggered by a whistle-blower complaint and the allegations include inappropriate behaviour and potential misconduct and mismanagement A corporate investigation relating to transactions allegedly carried out by the client's employees in breach of bribery and corruption regulations across Europe and potential fraud allegations Advising a listed client in relation to an investigation into insider dealing into the company's shares Advising a leading broker in relation to regulatory supervisory and thematic visits Advising a UK trade body and leading its negotiations with the financial regulator in relation to conduct of business issues