• Leading a large Section 166 investigation (appointed by the FCA) 
  • An internal investigation triggered by a whistle-blower complaint and the allegations include inappropriate behaviour and potential misconduct and mismanagement
  • A corporate investigation relating to transactions allegedly carried out by the client's employees in breach of bribery and corruption regulations across Europe and potential fraud allegations
  • Advising a listed client in relation to an investigation into insider dealing into the company's shares
  • Advising a leading broker in relation to regulatory supervisory and thematic visits
  • Advising a UK trade body and leading its negotiations with the financial regulator in relation to conduct of business issues