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Your partner through life as a public company: your business first – the rules, regulations and trends interpreted for you

Public companies face increasing pressure to act with speed, transparency and confidence amid evolving regulatory, market and stakeholder demands. Our Public Company Advisory team helps boards, management and in-house legal teams of US-listed companies, including foreign private issuers, satisfy compliance obligations, strengthen governance and make well-informed decisions.

We serve as outside counsel to management teams, boards of directors and special committees of more than 100 public companies, helping them navigate a complex regulatory and governance environment. Our practice operates as a natural extension of our Capital Markets practice – the team that advises on your capital raise will continue to guide you through life as a public company, from day-to-day SEC reporting, strategic business transactions, shareholder engagement, to crisis management and other high-stakes situations.

Corporate governance sits at the heart of what we do. We advise boards and committees on director selection, governance guidelines and best practices, director duties in an ever-shifting business and regulatory environment, board composition, shareholder engagement, activism defense and governance framework reviews. We help clients navigate overlapping governance requirements and expectations across jurisdictions, including US securities laws, NYSE and Nasdaq listing standards, ISS and Glass Lewis policies, institutional investor voting guidelines, and other international regulatory and governance frameworks, as well as evolving areas such as cyber and AI.

“The DLA Piper team instills confidence in us, provides outstanding legal services and consistently delivers positive results.”

Legal 500

With more than 1,000 corporate lawyers around the world, we advise US and non-US companies alike. Foreign private issuers rely on us for a seamless transition to becoming a US public company, as we carefully weave together home-country requirements with those of the SEC and US exchanges.

Former regulators and in-house insight
Our team includes former SEC regulators and senior in-house lawyers who understand how regulators think, how to enable management to reach their business goals, where enforcement is headed and how decisions play out inside a company. From defending landmark securities and class action litigation to professional liability and civil and criminal litigation, we focus on reducing risk, vigorously defending claims, and negotiating favorable resolutions.

Continuity from capital raise to public company life
The lawyers who guide you through your IPO or alternative public offering, stay with you as a public company, so there is no learning curve and advice stays aligned across securities, governance and transactional matters.

Well-calibrated disclosure
We help companies prepare clear, defensible disclosure that meets regulatory expectations, supports investor confidence and fits within broader business strategy.

Integrated, multidisciplinary counsel
We coordinate with colleagues across practices such as SEC enforcement, securities litigation, executive compensation, M&A, cybersecurity and data privacy, AI, tax, and national security and global trade, to deliver seamless advice.

Data-informed decision-making
We use technology and analytics where helpful to stay head of the market trends, sharpen governance decisions, monitor risk, and anticipate regulatory, market, and stakeholder developments to deliver guidance faster. 

 

Experience

We advise clients on:
  • SEC reporting and other disclosures
  • Beneficial ownership & Section 16 reporting, and executive compensation
  • Internal controls, disclosure controls and procedures, and independent auditor matters
  • Public company policies and implementation
  • Executive compensation and succession planning
  • Stock exchange listing rules
  • Cybersecurity disclosures, risk management, and escalation
  • Whistleblower allegations and other investigations
  • Proxy advisory firms, and shareholder engagement
  • Shareholder activism and shareholder proposals
  • ESG/sustainability disclosure
  • Conflicts of interest and transactions with controlling stockholders
  • Board evaluations and refreshment
  • Director duties and protections
  • Board and committee counseling

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