Katie’s recent representations have included: 

  • Advising a security services company on the integration of its global compliance program in connection with a transformational acquisition.
  • Conducting a detailed assessment of a Fortune 500 manufacturing and fuel company’s compliance program and advised on the re-design and implementation of its updated global compliance program.
  • Conducting a post-acquisition enterprise-wide risk assessment for a global services provider.
  • Designing and conducting anticorruption risk assessment for US-based services provider across its US, UK and Latin American operations.
  • Advising global information technology solutions company on the development and build out of a risk-based compliance program.
  • Advising a company immediately prior to initial public offering regarding development and implementation of its code of conduct, key compliance policies and third-party diligence capability build out.
  • Assisting a global manufacturer with an internal investigation regarding improper sales practices in Asia.
  • Representing a financial services company in an investigation conducted by the SEC regarding a fraud committed by a client.
  • Conducting an investigation of whistleblower allegations of theft and corruption involving the Latin American operations of a US-based industrial products company.
  • Representing a healthcare company executive in an investigation conducted by the DOJ and SEC regarding FCPA violations in Africa.
  • Assisting a global manufacturer with an internal investigation regarding conflict of interest issues. 
  • Conducting an investigation into allegations of fraud, corruption, theft, money laundering and environmental issues for a US-based global services company relating to its European operations.
  • Representing an industrials company in connection with a World Bank investigation into allegations of fraud and bribery associated with World Bank-financed projects in Africa.
  • Representing the audit committee of a pharmaceutical company in an investigation conducted by the SEC into financial reporting, books and records, and internal controls violations.
  • Assisting a Fortune 500 health care company with an internal investigation into whistleblower allegations of sales manipulation, channel stuffing, and other potential misconduct in Latin America.
  • Representing a global industrials company in an investigation conducted by the SEC into allegations of insider trading, financial reporting, books and records, and internal controls violations.
  • Conducting an investigation into allegations of theft, financial control failures and accounting deficiencies in the European operations of an energy distribution company. 
  • Assisting financial services companies in tracing and recovering fraudulently transferred assets across Europe, the Middle East and Asia.
  • Representing major audit firms and individual auditors before the SEC, PCAOB and DOJ, in matters involving audit irregularities and alleged fraud at the audit client.