3 August 202610 minute read

Congressional subpoenas: DC Circuit decision highlights risks of non-engagement

On July 21, 2026, the United States Court of Appeals for the District of Columbia Circuit (DC Circuit) affirmed Peter K. Navarro’s two-count conviction for contempt of Congress under 2 U.S.C. § 192. The decision in United States v. Navarro, No. 24-3006 (D.C. Cir. July 21, 2026) highlights several considerations for companies, non-profits, and executives facing congressional subpoenas. The opinion addresses how a recipient’s response process, including the identification of objections and privileges, engagement with the issuing committee where appropriate, and the treatment of document and testimony obligations, may factor into later contempt analysis.

The decision also has operational implications. The court’s reasoning addresses the preservation of relevant materials, engagement with the issuing committee, the identification of specific objections, the separation of privileged from non-privileged information, and the maintenance of a contemporaneous record of good-faith accommodation. For organizations operating in regulated or high-profile sectors, the response process may affect how the underlying legal defenses are evaluated.

Top points for organizations

Congressional investigations can impose legal, reputational, operational, and stakeholder considerations. A subpoena may require preservation across business units, review of sensitive communications, coordination with current and former personnel, assessment of privilege and confidentiality issues, and engagement with committee staff under compressed timelines.

The decision illustrates that later committee or court analysis may consider not only the existence of an objection, privilege, or legal defense, but also the record of non-response or limited engagement. A recipient that does not appear, produce, or identify specific objections, and engage with committee’s efforts to narrow or sequence compliance may establish a record that could be cited later.

For subpoena recipients, the lesson is not limited to executive privilege. Similar response process considerations apply when an organization is managing attorney-client privilege, work product protection, trade secrets, commercially sensitive information, personal privacy, regulatory confidentiality, or other grounds for objection.

The DC Circuit’s decision

The DC Circuit affirmed a contempt conviction arising from a former White House adviser’s refusal to produce documents or appear for testimony in response to a congressional subpoena. The court concluded that the recipient had not shown that executive privilege was invoked by the President or an authorized designee for the subpoena at issue. The court also concluded that a privilege assertion over some information would not justify a wholesale default where at least some requested information was public, personal, or non-official.

Principle Key points
Subpoenas often call for a response strategy A broad objection or privilege theory may not address preservation, engagement, specific objections, or non-privileged material.
Privilege must be grounded and specific The panel concluded that executive privilege must be invoked by the President, a former President, or an authorized designee and rejected the recipient’s categorical assertion of executive privilege over a wide array of information.
Public and non-privileged information may require separate analysis A claim over some information may not justify withholding all responsive material. Public statements, external communications, commercial materials, and personal-capacity records may require a different treatment than protected information.
Non-engagement may affect the record The court emphasized the recipient’s failure to produce, appear, log objections, or engage in accommodation efforts.
Authority to assert privilege is relevant Where a privilege belongs to another person or institution, the recipient may need to confirm who may assert it and document any authorization, instruction, or limitation.
Good-faith beliefs may not suffice A sincere belief that non-compliance is justified may not excuse a deliberate failure to comply.
  

Key considerations for subpoena recipients

  • Evaluate a congressional subpoena as an enterprise risk event. The response may require legal, government relations, communications, compliance, records, information technology, investor relations, and business-unit coordination from the outset.

  • Consider alternatives to silence or categorical refusal. A blanket refusal, even if grounded in legal concerns, could lead to a contempt-related escalation and create reputational or relational challenges.

  • Document reasonable engagement. Communicate with the issuing committee, request accommodations where appropriate, identify objections, propose sequencing, and document efforts to narrow disputes.

  • Address legal defenses alongside operational continuity. Even when a company has objections, it should preserve documents, map custodians, assess systems, and prepare for production, testimony, or negotiated alternatives.

  • Manage privilege and confidentiality. Attorney-client privilege, work product, trade secrets, confidential supervisory information, personal privacy, and other protections are typically assessed on a request-by-request and document-by-document basis, rather than asserted in sweeping terms.

  • Assess related business and communications considerations. Congressional disputes can affect customer confidence, investor communications, regulatory relationships, employee morale, and reputation before legal merits are resolved.

Practical response actions

Potential response steps and considerations may include:

  • Preserving documents: Issuing document preservation instructions and identifying likely custodians, systems, and communication channels.

  • Assessing scope: Mapping requests to categories of documents and testimony; identifying overbreadth, burden, relevance, and privilege issues.

  • Mapping privilege: Identifying applicable protections, confirming who can assert them, and documenting the basis for withholding or limiting disclosure.

  • Engaging stakeholders: Promptly communicating with the committee about timing, scope, production sequencing, and treatment of potentially privileged information.

  • Separating materials: Separating non-privileged materials from potentially privileged materials; considering a privilege log or other agreed-upon mechanism.

  • Addressing appearance obligations: Addressing document-production and testimony obligations separately, including whether and how an objection applies to each.

Considerations for boards and executives

Congressional compulsory process can involve governance, communications, regulatory, and commercial considerations in addition to legal issues. Response planning may encompass decisions regarding who within the organization owns the response, who approves privilege and production decisions, how committee communications are coordinated, and how messaging will be managed with regulators, investors, customers, employees, and other stakeholders.

A practical protocol may be one that addresses intake, preservation of potentially responsive materials, identification of custodians and systems, treatment of public versus non-public materials, privilege and confidentiality review, witness preparation, and a decision tree for negotiated accommodations. 

The response process could affect both the preservation of defenses and the record considered in any later escalation.

Watch points for companies

  • Committee expectations for escalation. Committees may cite the DC Circuit decision when asking subpoena recipients to engage promptly and specifically, even where legal objections exist.

  • Privilege mechanics beyond executive privilege. Companies may face questions regarding who is asserting a protection, whether it applies to the specific information withheld, and whether non-privileged material can be produced or otherwise addressed.

  • Public communications and prior statements. Materials already discussed publicly, in marketing, testimony, media, books, podcasts, earnings communications, or other external channels may require more separate analysis before being withheld.

Next steps

Organizations that receive congressional subpoenas may wish to consider involving counsel, preserving relevant materials, assessing privilege and confidentiality, and engaging with the issuing committee before deadlines expire. 

DLA Piper is available to advise on legal objections, accommodations, stakeholder considerations, and congressional investigations as enterprise-level response matters.

For more information, please contact the authors.