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26 September 20232 minute read

SEC’s new rules for private fund advisors

Initial insights and key takeaways

Tuesday, September 26, 2023 

If you were unable to join us, we invite you to watch the recording here.

DLA Piper hosted a webinar that provided an overview of the new US Securities and Exchange Commission rules affecting private fund advisers.

These rules bring significant regulatory changes to the ways private fund advisers operate their businesses and impose significant compliance costs. The rules will require advisers to consider policies and processes in the following areas at minimum: investor side letters and most-favored-nations processes; investor reporting; fee, expense, and performance disclosures to current and prospective investors; and adviser-led secondary transactions.

We hope you were able to join us for this informative webinar.

For more information
Please contact Marcia Cerqueira with questions.