SEC’s new rules for private fund advisors

September 26, 2023

1 pm – 2 pm EST
12 pm – 1 pm CST
10 am – 11 am PST

Please join DLA Piper for an overview of the new US Securities and Exchange Commission rules affecting private fund advisers.

These rules bring significant regulatory changes to the ways private fund advisers operate their businesses and impose significant compliance costs. The rules will require advisers to consider policies and processes in the following areas at minimum: investor side letters and most-favored-nations processes; investor reporting; fee, expense, and performance disclosures to current and prospective investors; and adviser-led secondary transactions.

We hope you will join us for this informative webinar.

For more information
Please contact Marcia Cerqueira with questions.

CLE:

DLA Piper LLP (US) has been certified by the State Bar of California, the Board on Continuing Legal Education of the Supreme Court of New Jersey, the New York State Continuing Legal Education Board, and the Pennsylvania Continuing Legal Education Board as an Accredited Provider. The following CLE credit is being sought:

• California: 1.0 Credit (1.0 General, 0.0 Ethics)
• Illinois: 1.0 Credit (1.0 General, 0.0 Ethics)
• New Jersey: 1.2 Credits (1.2 General, 0.0 Professional Responsibility)
• New York: 1.0 Transitional & Non-Transitional Credit (1.0 Professional Practice, 0.0 Ethics and Professionalism)

CLE credit will be applied for in other states where DLA Piper has an office with the exception of Minnesota, North Carolina, and Puerto Rico.

Please click here to evaluate the program and request CLE credit. This process must be completed within 30 days of the program to receive credit.